Empowering Your Financial Future, Together.

Gustavo De La Roca joined NorthCoast in 2023 after spending over two decades in the asset and investment management industry. While representing firms like Franklin Templeton Investments and LPL Financial, he has become an accomplished financial services distribution and relationship management professional with significant multi-channel distribution and investment experience. He has implemented a highly consultative approach to managing large-complex and sophisticated investment clients, articulating comprehensive investment solutions while delivering in-depth investment portfolio insights that are laser-focused on improving outcomes.

Gustavo attended Foothill College with a focus in Business Administration in Los Altos, CA, and holds the FINRA Series 65 securities license.